Wholesale Credit Officers, Corporate Banking Teams, Risk Managers

See how our agent performs each stage in the Exception Management Control for Wholesale Finance Operations like a subject matter expertSee how our agent performs each stage in the Exception Management Control
for Wholesale Finance Operations like a subject matter expert

01

System Connection

Agent establishes secure links to DDS and Ethix retrieving dda exceptional report data every hour

02

Control Execution

Validation engine checks if active dda not linked with finance and wrongly with another per defined control parameters

03

Detailed Verification

Validate presence of a legitimate customer or internal request through automated comparison

04

Authorization Review

System confirms maker-checker segregation and approval hierarchy for all wholesale finance operations activities

05

Exception Assignment

Validated violations distributed to appropriate wholesale finance operations teams based on severity and type

06

Control Performance

Platform aggregates wholesale finance operations exception volumes, resolution rates, and trend analysis for process improvement